Not Exactly the Whistleblower Flood Everyone Thought Would Occur!

The statistics thus far speak for themselves... most expected a flood of whistleblower complaints to come in but to date that has not occurred. … [Read more...]

Want to know what one thinks of the Dodd-Frank Whistleblower provisions? Ask a Whistleblower!

The debate rages on - will the whistleblower provisions of the new Dodd-Frank act have impact?! Will Whistleblowers come out of the woodwork in numbers seeking big paydays to report corporate … [Read more...]

The Ethicists Garage – What to do when Dodd-Frank Drives In

Today's blog is actually posted on the Josephson Institute - Business Ethics and Leadership site where I've been asked to submit periodic guest blogs. … [Read more...]

Dodd-Frank Creates New Loopholes

Like any fraud prevention methodology, the new Dodd-Frank Wall Street Reform and Consumer Protection Act is going to have loopholes in the beginning which may allow fraudulent behavior in smaller fund … [Read more...]

Dodd-Frank Repeal?

Dodd-Frank was just enacted last year. While no one is saying this is going to occur, it keeps life interesting. Stay tuned! … [Read more...]


Whistle-blowing payments over the years haven't amounted to large sums of money being paid to employees willing to provide information to the SEC. However, under the new Investor Protection Act, a … [Read more...]